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Four Pillars of Trade Compliance Management

The Global Small Business Blog

©iStock/Blue Planet Studio Trade compliance management includes staying up to date on any import and export regulations that could impact your supply lines. This is a full-time responsibility and should be taken seriously, which is now evidenced in recent efforts to thwart “forced labor” in China.

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Crypto Compliance – the new EU regulation

Infosys Consulting

This regulation will have an impact on both crypto users and providers. In fact that raises a number of unanswered questions among regulators regarding appropriate regulatory measures. He is a certified AML officer and has a risk management certification from the Goethe Business School – Frankfurt University.

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Red Flags On Export Controls and Economic Sanctions

The Global Small Business Blog

©iStock/Suphanat Khumsap Export controls and economics sanction compliance is a key part of any multinational’s international regulatory risk management. Educating relevant personnel regarding export controls and economic sanctions red flags is important for numerous reasons.

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6 Reasons Financial Institutions Are Embracing Risk and Regulation Tactics

Perficient Digital Transformation

In the fast-paced realm of finance, the significance of regulatory risk and compliance management practices cannot be overstated. Legal Obligations and Regulatory Frameworks It is well-known that financial institutions operate within a complex web of laws and regulations. The Role of Regulatory Risk and Compliance 1.

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2024 HR Calendar of Important Dates

64% of HR managers lack the time and resources to meet HR compliance challenges and 50% of HR professionals lack confidence in their ability to keep up with ever-changing rules and regulations ( UpCounsel ). This free calendar from Paycor can help.

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DWS Raided For Greenwashing. Who’s Next?

Forrester Digital Transformation

Last week, agents from the German financial supervisory authority raided DWS – Deutsche Bank’s asset management subsidiary, on suspicion of greenwashing. Other asset management companies should not rest easy, either; both regulators and enforcement bodies are cracking down on over-optimistic labels, […].

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Risk Management Data Strategy – Insights from an Inquisitive Overseer

Perficient Digital Transformation

We are witnessing a sea-change in the way data is managed by banks and financial institutions all over the world. Though this seems to be at a stage where some more push is required in terms of adoption in the risk management function. The ever-changing nature of financial risk management (“What did they change now?”)